Compliance Readiness Assessment

VARA, DFSA, and FSRA Licensing Readiness Check

Evaluate your readiness across appointment requirements, governance, AML controls, risk oversight, technology compliance, and regulator documentation. Use this assessment to identify gaps before submitting your licence application.

  • Appointment Readiness

    Assess whether Compliance Officer, MLRO, and Risk Officer appointments are identified, qualified, and regulator-ready.
  • Governance and Oversight

    Review board reporting, compliance monitoring, and internal control frameworks expected by UAE regulators.
  • AML and Financial Crime

    Evaluate AML/CFT programme maturity, KYC policies, STR processes, and UAE FIU liaison readiness.
  • Risk Management

    Confirm enterprise risk frameworks, operational risk registers, and risk appetite statements are documented.
  • Technology Compliance

    Check cybersecurity, infrastructure controls, and technology risk documentation for VARA and DFSA expectations.
  • Regulator Documentation

    Validate appointment packs, policies, training materials, and audit-ready evidence trails.

Regulatory Compliance Readiness Assessment

Answer each statement to assess your readiness for VARA, DFSA, and FSRA licensing. Rate how established each requirement is in your organisation.

How this assessment works

Answer 15 readiness statements

Receive an instant readiness score and interpretation

Identify priority gaps before regulator submission

Takes about 5 minutes to complete

Interpreting Your Results

Use your total score to interpret readiness levels and decide next steps.

65-75

Regulator-Ready

Your licensing preparation is strong. Focus on final documentation polish and regulator engagement strategy.

50-64

Near-Ready

You have most components in place but may need interim officers or documentation support before submission.

35-49

Gaps Identified

Significant readiness gaps exist. Interim appointments and compliance framework build-out are recommended.

15-34

High-Risk Delay

Licensing readiness is low. We recommend an immediate compliance assessment and interim officer placement.

Next Steps for Licensing Readiness

Use your score to determine whether you need interim compliance appointments, documentation support, or regulator engagement planning. Our interim officers can close gaps quickly and keep your licensing timeline on track.

Assessment FAQs

Quick answers about how this regulatory readiness assessment works

How long does the assessment take?

Most people finish in 4–5 minutes. Each assessment is a short set of targeted scenarios designed to quickly gauge your current challenges and priorities.

What do I get at the end?

You receive a readiness score, a breakdown of strengths and gaps, and clear recommendations. Where helpful, we also suggest which fractional CXO role could have the biggest impact.

Is this really free?

Yes. The assessments are completely free to take. You can retake them anytime as your situation changes.

Will my responses be kept private?

Yes. We keep your responses confidential and never share them with third parties. Results are used only to help you evaluate options and, if you choose, to tailor a consultation.

Does this create any obligation to work with you?

No. There is no obligation. If you want, you can book a free consultation to review your results and discuss next steps for your Dubai business.

Can I retake the assessment?

Absolutely. As your business evolves, retaking the assessment can provide updated insights and revised recommendations.

What happens after I get my results?

You can explore recommended resources, review relevant articles, and optionally schedule a consultation to map out a practical plan.