Non-executive directors

Board governance in the UAE: what family businesses and IPO-ready companies need to know

Fractional Collective
20 July 20265 min read

Governance is having a moment in the UAE, and not by accident. A wave of regulatory reform, a generation of family businesses professionalising at once, and a busy pipeline of listings have combined to put one question on a lot of boardroom agendas: is our board actually fit for what comes next? This is a plain guide to the answer.

It is written for founders, family principals and finance leaders who need to understand the rules without reading a regulator's rulebook cover to cover. The detail below is sourced, but the aim is clarity, not legal advice.

The short answer

Corporate governance in the UAE runs through three main regimes. Mainland public joint stock companies follow the Securities and Commodities Authority (SCA) corporate governance code. Entities in the financial free zones follow the DIFC and ADGM regimes. Regulated sectors, such as banking, follow their own rules under the Central Bank. Across all of them, the common requirement is the same: independent directors holding management to account on behalf of shareholders.

For a listed company, or one heading towards a listing, that translates into concrete obligations about who sits on the board and its committees. For a private family business, it is a direction of travel: the governance you will need before you can raise institutional capital or list.

The SCA code: what a listed board must look like

For UAE public joint stock companies, the SCA code sets the shape of the board. The headline requirements, as summarised by advisers including KPMG and Al Tamimi and Company, are these:

  • Board independence. At least one third of the board must be independent directors, and a majority must be non-executive.
  • Committee independence. The audit, nomination and remuneration committees are expected to be composed of independent directors, so that oversight of the numbers, of appointments and of executive pay happens at arm's length from management.
  • The chair. The chair of the board must be a UAE national and non-executive, and the roles of chair and chief executive are kept separate. Recent reform has sharpened the expectation that the chair is independent of management. Where the two roles are combined, the independence threshold on the board rises further, as Clyde and Co has noted in its analysis of the reforms.

The thread running through all of this is independence. The purpose of the rules is to make sure the people overseeing the executive team are genuinely at arm's length from it, because a board that is led by management cannot hold management to account.

DIFC, ADGM and the sector regimes

Not every UAE company sits under the SCA. The two financial free zones, the DIFC in Dubai and the ADGM in Abu Dhabi, are common-law jurisdictions with their own companies regimes, and entities regulated there are held to international governance standards, including expectations around independent directors. Companies in regulated sectors have their own rules on top: the Central Bank, for instance, sets a corporate governance framework for banks.

The principles align across these regimes, but the specific rules and the regulator differ. The practical point for a founder is to be certain which regime applies to your company before you design your board, because the composition it demands is not identical everywhere. The ECGI's UAE overview is a useful map of how the frameworks fit together.

Family businesses: the governance shift

A large share of UAE business activity sits with family enterprises, and many are going through the same transition at once: from founder or family control towards more formal governance, driven by generational succession and the arrival of outside capital.

The governance answer is not to hand the family business to outsiders. It is to separate two things that are often tangled together: ownership and governance. A growing number of UAE families run a family council, which handles ownership matters and keeps the family aligned, alongside a professional board, which governs the company and includes independent directors. The independent directors bring an objective view and help take the emotion out of sensitive decisions, which is one reason family businesses are among the most active appointers of non-executive directors in the region. We look at that decision in more depth for family businesses.

IPO-readiness is a governance project

For a company heading towards a listing, board composition is not a detail to sort out at the end. It is scrutinised, and it takes time to get right.

"IPO-readiness" in governance terms means having the right bench in place before the listing, not during it: independent directors who meet the SCA independence tests, independent audit, nomination and remuneration committees, a non-executive chair, and a clear separation between family or founder ownership and board decision-making. A company that arrives at its listing with that structure already working is in a stronger position than one assembling it under deadline pressure. If a raise or a listing is on your horizon, our note on fundraising covers the wider readiness picture.

Where a non-executive director fits

All of this comes back to people. A governance code can require a certain number of independent directors, but it cannot supply directors who actually understand your sector, your regulator and your stage. That is the gap.

The strongest independent directors for a UAE board are operators who understand the local regime, who have sat where your executives sit, and who bring the independence of no longer doing the job. Matched well, they let a board meet the standard with people who add judgement, not just compliance. That is exactly what our non-executive director search is built to do.

If governance is now on your agenda, whether for a family transition, a raise or a listing, tell us what you are working through and we will help you think through the board you will need. For the role itself, start with what a non-executive director actually does.

What are the SCA's independent-director requirements for UAE listed companies?
Under the Securities and Commodities Authority (SCA) corporate governance code, a UAE public joint stock company must have at least one third of its board made up of independent directors and a majority of non-executive directors. The board's audit, nomination and remuneration committees are expected to be composed of independent directors. Where the roles of chair and chief executive are combined, the independence threshold on the board rises further.
Who must chair the board of a UAE listed company?
Under the Commercial Companies Law and the SCA code, the chair of a UAE public joint stock company must be a UAE national and non-executive, and the roles of chair and chief executive are kept separate as a governance norm. The chair is expected to be independent of management, so that the board can hold the executive team to account rather than being led by it.
How do DIFC and ADGM governance expectations differ from mainland UAE?
The DIFC and ADGM are common-law financial free zones with their own companies regimes, and entities regulated there are held to international governance standards, including expectations around independent directors on the board and its committees. Mainland UAE public joint stock companies follow the SCA code. The principles are aligned, but the specific rules and the regulator differ, so a company should confirm which regime applies to it.
What board-committee independence rules apply in the UAE?
The SCA code expects the key board committees, in particular audit, nomination and remuneration, to be made up of independent directors, so that oversight of the numbers, of board appointments and of executive pay is done at arm's length from management. Recent reforms have tightened these committee-independence expectations for listed companies.
What governance should a UAE family business put in place before an IPO?
Before a listing, a family business generally needs to move from founder or family control towards a properly composed board: independent directors who meet the SCA independence tests, independent audit, nomination and remuneration committees, a non-executive chair, and a clear separation between family ownership and board decision-making, often through a family council alongside the professional board. Putting that bench in place ahead of the listing, rather than during it, is what "IPO-readiness" means in governance terms.
Does a UAE family business need a formal board, or is an advisor enough?
It depends on stage. An earlier-stage family business can get real value from an advisor or an advisory board without the formality of a statutory board. Once outside capital, succession or a listing is in view, a formal board with independent directors becomes necessary, both to meet regulatory expectations and to give investors confidence. Many families run a family council for ownership matters alongside a professional board for governance.
What are the core principles of corporate governance, and how does the UAE apply them?
Corporate governance rests on a few principles: accountability, transparency, fairness to shareholders, and independent oversight of management. The UAE applies them through the SCA code for listed companies, the DIFC and ADGM regimes in the financial centres, and sector rules such as the Central Bank's framework for banks. The common thread is independent directors holding management to account on behalf of shareholders.

Published by Fractional

Share
Fractional Executive Search

Want this kind of thinking inside your business?

If this reflects a problem you are working through, tell us what is on your desk. We will recommend whether a fractional executive is the right next step, and which one.

Find your next leader